Your role Perform the conflict clearance function for CCs transactions. This involves analyzing transactions; consulting various data sources; identifying potential reputational or regulatory conflicts and escalating appropriately and promptly. Coordinating the client vetting process for new CCS clients and account opening (if applicable) based on current Customer Identification Program (CIP) standards. Collecting all relevant information/documents including checking external data sources, and prioritizing requests based on timing of transactions. Producing regular reports on the status of the conflict clearance and vetting process for new clients, involving coordination with banking staff, client vetting, credit-risk-control, legal and documentation units. To promote ideas for process improvement and assist in their implementation. Ad-hoc projects related to the CCU function.
Your team Global conflict clearance team is a collaborative, fast pasted, business focused, team that is challenged to facilitate business, while mitigating conflict and reputational risks.
Your experience and skills Excellent communication skills (verbal and written) Good understanding of constitutive documents and corporate structures Working knowledge of account-opening, credit-review and related processes is a plus Knowledge of investment banking products Detail and process oriented Project management skills Proficient in PowerPoint, Word and Excel; ability to learn various databases Good prioritization, organizational and multi-tasking skills
What we offer Together. That's how we do things. We offer talented people around the world a supportive, stimulating and diverse working environment. We'll value your passion and commitment. And reward your performance.
Take the next step Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.