This newly created role will partner with the Global Chief Compliance Officer and General Counsel and will be responsible for administering and running in time the compliance program while providing tailored compliance support to the different product lines. The role will suit a highly motivated, entrepreneurial professional with an appetite to learn and a desire to work in a fast paced international environment.
The ideal candidate must have experience in the private fund compliance field and/or RIA compliance field and/or at a regulator (SEC) handling examinations and regulatory issues. Knowledge of the Investment Advisers Act of 1940 & Investment Company Act of 1940 is required with CFTC/FINRA/NFA compliance knowledge a plus.
You will need to possess a strong academic profile, excellent organizational & communication skills and the ability to work with moderate supervision. Compensation is competitive and commensurate with industry experience.
For more information, please contact Benjamin Ellison on 646 766 1212