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KYC Compliance Officer
Green Key Resources
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July 5, 2017
New York, New York
Full Time - Experienced
Develop and carry out new KYC related projects
Manage day to day operational aspects of multiple, simultaneous projects; track deliverables and anticipate potential issues
Maintain a strong working relationship with the KYC and Operations sections
Perform detailed status tracking, create project meeting agendas and minutes
Communicate project status and any issues to sponsors, key stakeholders in a timely manner
Carry out regular day to day responsibilities of an AML Compliance Officer
Review, analyze and approve KYC analysis of high risk clients
Evaluate and identify applicable risks and appropriate mitigants
Work on KYC related escalations from KYC and Operations departments
Handle KYC queries and exception requests from the Business
Participate in KYC related meetings, calls and committees
Work with regulators, internal audit and compliance testing and monitoring on KYC focused items
5-8 years of US KYC experience, such as Enhanced Due Diligence, investigations, policies and procedures and/or testing
Ability to manage multiple tasks with rapidly changing priorities
Project cost management (planning, tracking, forecasting)
Strong ability to partner with KYC, Operations and business lines
Strong organization, problem solving and time management abilities
Familiarity with the principles of risk based KYC, client risk assessment and the products used in a wholesale banking and institutional broker dealer business
Project management/PMO experience
Securities License and/or ACAMS certification a plus
Internal Number: 1736473
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